Ntaganda Case

Lessons learnt from Katanga, Lubanga, and Bemba Cases

Autores

Resumo

O caso do Promotor v. Bosco Ntaganda foi o primeiro em que a Corte Penal Internacional emitiu uma condenação por crimes sexuais e de gênero. No entanto, a condenação de Ntaganda por estupro e escravidão sexual veio como o ponto culminante de um longo processo de desenvolvimento da abordagem do Tribunal para o julgamento de crimes sexuais e de gênero, ao longo de três casos - Thomas Lubanga Dyilo, Germain Katanga e Jean- Pierre Bemba Gombo. O presente trabalho analisa o impacto de cada um dos três casos no tratamento de crimes sexuais e de gênero pela Corte Penal Internacional e como abriram caminho para a punição de Ntaganda pelos delitos de estupro e escravidão sexual.

Palavras-chave: Ntaganda, crimes sexuais e de gênero, Tribunal Penal Internacional

Title: Caso Ntaganda: Lições extraídas dos casos Katanga, Lubanga e Bemba

Abstract

The Prosecutor v. Bosco Ntaganda was the first case in which the International Criminal Court (ICC) issued a conviction on sexual and gender-based crimes (SGBCs). However, Ntaganda´s condemnation for rape and sexual slavery came as the crowning point of a lengthy process of development of the Court´s approach to the prosecution of sexual and gender crimes, along three cases- Thomas Lubanga Dyilo, Germain Katanga e Jean-Pierre Bemba Gombo. The present work analyses the impact of each of the cases in the International Criminal Court handling of sexual and gender-based crimes and how they paved the way for punishmenr of Ntaganda for the crimes of rape and sexual slavery.

Keywords: Ntaganda, sexual and gender-based crimes, International Criminal Court

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Biografia do Autor

Ana Silvia Sanches Amaral, UPV/EHU

Possui graduação em Direito pela Pontifícia Universidade Católica de São Paulo (2004), mestrado (LL.M.) em Direito dos Negócios Internacionais pela The London School of Economics and Political Science (2009) e doutorado pela Universidad del País Vasco- UPV/EHU (2020). Pós-doutoranda da Universidad del País Vasco- UPV/EHU (2022-2024), realizando estância no Departamento de Direito Penal, Medicina Legal e Criminologia da Faculdade de Direito da Universidade de São Paulo (USP).

Referências

AMARAL, Ana Silvia Sanches do. Sexual and gender-based crimes in the International Criminal Court, Universidad del País Vasco, UPV-EHU, San Sebastián, 2020, pp. 1-605.

DAMASKA, Mirjan R., “The International Criminal Court Between Aspiration and Achievement”, UCLA Journal of International Law and Foreign Affairs, 2009, pp. 1-36. https://digitalcommons.law.yale.edu/fss_papers/1572 (23 November 2022)

INDER, Brigid. Making a Statement, a Review of Charges and Prosecutions for Gender-based crimes before the International Criminal Court, 2008, pp. 1-37. Retrieved from http://www.iccwomen.org/publications/articles/docs/MakingAStatement-WebFinal.pdf (23 November 2022)

International Criminal Court´s Documents

International Criminal Court, The Prosecutor v. Bosco Ntaganda, ICC-01/04-02/06

Pre-Trial Chamber II, Conclusions écrites de la Défense de Bosco Ntaganda suite à l’Audience de confirmation des charges, 14 April 2014, pp. 1-136

Pre-Trial Chamber II, Decision Pursuant to Article 61(7)(a) and (b) of the Rome Statute on the Charges of the Prosecutor Against Bosco Ntaganda, 9 June 2014, pp. 1-98

Pre-trial Chamber I, Prosecution’s Submission of Document Containing the Charges and the List of Evidence, Annex A, 10 January 2014, pp. 1-60

The Appeals Chamber, Judgment on the appeals of Mr Bosco Ntaganda and the Prosecutor against the decision of Trial Chamber VI of 8 July 2019 entitled ‘Judgment’, 30 March 2021, pp. 1-426

The Appeals Chamber, Judgment on the appeal of Mr Bosco Ntaganda against the decision of Trial Chamber VI of 7 November 2019 entitled ‘Sentencing judgment, 30 March 2021, pp.1-116

Trial Chamber VI, Judgment, 8 July 2019, pp. 1-539

Trial Chamber VI, Sentencing Judgment, 7 November 2019, pp. 1-117

International Criminal Court, the Prosecutor v. Germain Katanga, Case No. ICC-01/04-01/07

Trial Chamber II, Judgment pursuant to article 74 of the Statute, 7 March 2014, pp. 1-660

International Criminal Court, The Prosecutor v. Jean-Pierre Bemba Gombo, Case No. ICC-01/05-01/08

Pre-Trial Chamber II, Second Public Redacted Version of "Mr. Bemba’s claim for compensation and damages", Annex E, “The Guardian (2018). Jean-Pierre Bemba 's war crimes conviction overturned”, 19 March 2019, pp. 1-93

The Appeals Chamber, Dissenting Opinion of Judge Sanji Mmasenono Monageng and Judge Piotr Hofmański, 21 March 2017, pp. 1-269

The Appeals Chamber, Judgment on the appeal of Mr Jean-Pierre Bemba Gombo against Trial Chamber III’s “Judgment pursuant to Article 74 of the Statute”, 08 June 2018, pp. 1-80

Trial Chamber III, Decision on Sentence pursuant to Article 76 of the Statute, 21 June 2016, pp. 1-47,

Trial Chamber III, Judgment pursuant to Article 74 of the Statute, 21 March 2016, pp. 1-364

International Criminal Court, The Prosecutor v. Thomas Dyilo Lubanga, Case No. ICC-01/04-01/06

The Appeals Chamber, Judgment on the appeal of Mr Thomas Lubanga Dyilo against his conviction, 1 December 2014, pp. 1-193

The Appeals Chamber, Judgment on the appeals of the Prosecutor and Mr Thomas Lubanga Dyilo against the “Decision on Sentence pursuant to Article 76 of the Statute”, 1 December 2014, pp. 1-50;

Pre-Trial Chamber I, Document Containing the Charges, Article 61(3) (a), Annex 2 , pp. 1-24, 28 August 2006;

Trial Chamber I, Decision on Sentence pursuant to Article 76 of the Statute, 10 July 2012, pp. 1-52;

Trial Chamber I, Judgment pursuant to Article 74 of the Statute, 14 March 2012, pp. 1-593;

Trial Chamber I, Prosecution’s Application for Leave to Appeal the “Decision giving notice to the parties and participants that the legal characterisation of the facts may be subject to change in accordance with Regulation 55(2) of the Regulations of the Court", 12 August 2019, pp. 1-12

Trial Chamber I, Prosecution's Further Observations Regarding the Legal Representatives' Joint Request Made Pursuant to Regulation 55, 12 June 2009, pp. 1-19

International Criminal Court, the Office of the Prosecutor, Fatou Bensouda. Launch of the Gender Report Card on the International Criminal Court 2011 (13 December 2011). Retrieved from https://www.icc-cpi.int/NR/rdonlyres/BCB9AB3F-4684-4EC3-A677-73E8E443148C/284154/111213StatementFB.pdf (23 February 2022)

International Criminal Court, the Office of the Prosecutor. Report on the activities performed during the first three years (June 2003 – June 2006), 12 September 2006. The Hague. Retrieved from https://www.icc-cpi.int/nr/rdonlyres/d76a5d89-fb64-47a9-9821-725747378ab2/143680/otp_3yearreport20060914_english.pdf (23 November 2022)

International Criminal Court website

Case Information Sheet, Situation in the Democratic Republic of the Congo, The Prosecutor v. Thomas Lubanga Dyilo, ICC-01/04-01/06. ICC-PIDS-CIS-DRC-01-016/17_Eng, Updated: 15 December 2017 Retrieved from https://www.icc-cpi.int/CaseInformationSheets/LubangaEng.pdf (23 November 2022)

Central African Republic, Situation in the Central African Republic, ICC-01/05. Retrieved from https://www.icc-cpi.int/car (23 November 2022)

Media Advisory, Bemba case: Appeals Chamber to issue appeals judgments on verdict and sentence on 8 June 2018. ICC-CPI-20180518-MA225 (18 May 2018) Retrieved from https://www.icc-cpi.int/Pages/item.aspx?name=ma225 (23 November 2022)

Press Release, ICC Trial Chamber VI declares Bosco Ntaganda guilty of war crimes and crimes against humanity, ICC-CPI-20190708-PR1466 (8 July 2019). Retrieved from https://www.icc-cpi.int/Pages/item.aspx?name=pr1466 (23 November 2022)

Statement of ICC Prosecutor, Fatou Bensouda, on the recent judgment of the ICC Appeals Chamber acquitting Mr Jean-Pierre Bemba (13 June 2018). Retrieved from https://www.icc-cpi.int/Pages/item.aspx?name=180613-OTP-stat (23 November 2022)

DE VOS, Christian, KENDALL, ‎Sara, & STAHN, Carsten (eds.) (2015). Contested Justice: The Politics and Practice of International Criminal Court Intervention. Cambridge: Cambridge University Press, pp. 171-197

PIA-COMELLA, Jelena, Talking points for panel presentation, Prosecuting gender-based crimes before the ICC, New York: CICC, 2013, pp. 1-6

Rome Statute of the International Criminal Court

SÁCOUTO, Susana, “The Impact of the Appeals Chamber Decision in Bemba: Impunity for Sexual and Gender-Based Crimes?”, Commentary from Jean-Pierre Bemba Gombo at the International Criminal Court”. International Justice Monitor, 2018 Retrieved from https://www.ijmonitor.org/2018/06/the-impact-of-the-appeals-chamber-decision-in-bemba-impunity-for-sexual-and-gender-based-crimes/ (23 November 2022)

United Nations, Office for the Coordination of Humanitarian Affairs, ReliefWeb, DR Congo International Criminal Court Upholds Landmark Conviction of Warlord for Atrocities Committed in the Democratic Republic of the Congo, 30 March 2021 Retrieved from https://reliefweb.int/report/democratic-republic-congo/international-criminal-court-upholds-landmark-conviction-warlord (23 February 2022)

Women’s Initiatives for Gender Justice

Statement by the Women’s Initiatives for Gender Justice on the Arrest of Germain Katanga, 2007. Retrieved from http://iccwomen.org/documents/ArrestKatanga_Statement_2007.pdf (23 November 2022)

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Publicado

30-12-2023

Como Citar

AMARAL, Ana Silvia Sanches. Ntaganda Case: Lessons learnt from Katanga, Lubanga, and Bemba Cases. Revista Eletrônica de Direito Penal e Política Criminal, [S. l.], v. 11, n. 1/2, p. 7–18, 2023. Disponível em: https://seer.ufrgs.br/index.php/redppc/article/view/128691. Acesso em: 30 ago. 2026.

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